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Neutrino transport in two representative simulations

In this section, we provide an overview of the core collapse and postbounce evolution in our models for the \( 13 \) M\( _{\odot } \) and \( 40 \) M\( _{\odot } \) stellar progenitors. These provide the physical context for the code tests in section [*]. A thorough discussion of supernova physics can be found in previous reviews, e.g. in Bethe_90,Burrows_Young_00,Mezzacappa_Bruenn_00,Janka_Kifonidis_Rampp_01. Earlier runs of the \( 13 \) M\( _{\odot } \) model have been described in Mezzacappa_et_al_01,Liebendoerfer_et_al_01 with Newtonian and general relativistic gravity. Here, we add information on the formation of the neutrino spectra and report on our first self-consistent simulation running all the way from core collapse to the onset of black hole formation in the case of the \( 40 \) M\( _{\odot } \) model. We have chosen progenitors on the light and massive side with respect to the range of potential core collapse supernova progenitors. This demonstrates the spread in the results. The results of our simulations for intermediate mass progenitors are summarized in Messer_00,Liebendoerfer_et_al_01a,Liebendoerfer_et_al_02. The latest was calculated with the finite differencing described in this paper.

The most prominent characterization of a supernova explosion is the trajectory of the shock position. We define the shock position as the location with the maximum infall velocity (i.e. minimum in the velocity profile). Before the shock is formed after bounce, the location with maximum infall velocity coincides with the sonic point which separates the causally connected inner core from the supersonically infalling outer core. The pressure wave emerging from the center at bounce turns at this transition point into a shock wave. The trajectory of maximum infall velocity is therefore continuous across bounce as shown in the magnifying window on the left hand side of Fig. ([*]).

Figure: Shown are the shock trajectories of the \( 13 \) M \( _{\odot } \) (dashed line) and \( 40 \) M \( _{\odot } \) (solid line) models. At negative times, i.e. before bounce, the trajectories indicate the position of the sonic point instead of the position of the not yet formed shock wave. The left hand part of the figure zooms in on the time around bounce to demonstrate that the shock is formed at the sonic point (no discontinuity in the lines) and that this happens at the same position in both models. The right hand part shows the shock trajectories over a longer time scale. After about \( 500\protect \) ms, the \( 40 \) M \( _{\odot } \) star collapses to a black hole. The perturbation at \( t_{pb}=\sim 0.3\protect \) s is the consequence of a physical change in the luminosities. The two perturbations after \( t_{pb}=\sim 0.4\protect \) s are the result of an artificial increase of the numerical shock width we had to apply in order to run the simulations to the end.
\resizebox*{0.8\textwidth}{!}{\includegraphics{f1.ps}}

If we compare the position of the sonic point in the \( 13 \) M\( _{\odot } \) model with its position in the \( 40 \) M\( _{\odot } \) model, we find that they converge to the same point before bounce. For the explanation, we recall that the sonic point depends on the Chandrasekhar mass, which is determined by the electron fraction profile. The electron fraction profile of the two runs converges due to a strong feedback of the electron fraction on the free proton abundance Messer_et_al_03. Within the ``standard'' input physics, it is assumed that electron capture on nuclei with a full neutron f7/2 shell is Pauli-blocked Bruenn_85. Under such conditions, our simulations allow only electron capture on free protons. Now, if the electron fraction and/or temperature in one model would only be slightly higher than in the other model, this would result in a significantly higher free proton abundance. It would cause a significantly higher number of electron captures than in the other model. Hence, the differences between the models are reduced. It has recently been shown that, due to the finite temperature in the nuclei and due to correlations, electron capture on nuclei dominates electron capture on free protons throughout core collapse Langanke_et_al_03. It will be interesting to see if the described feedback will to the same extent be at work with these more realistic electron capture rates. We can only expect this if the electron capture on low abundance nuclei would turn out to be comparable to, or larger than, the electron capture on the most abundant nuclei (the quantity to compare would of course always be the product of the electron capture rate with the abundance of the target). The right hand side of Fig. ([*]) shows the shock trajectories over a longer time interval, up to one second after bounce. The shocks recede in both models after \( t_{pb}=100 \) ms. The conditions for a shock revival deteriorate. The intensive neutrino emission from the cooling region undermines the pressure support below the heating region and the material is drained from the latter onto the protoneutron star Janka_01. The transient stall in the receding shock front in the \( 40 \) M\( _{\odot } \) model at \( 0.3 \) s after bounce is a reaction to an enhanced electron flavor luminosity. It will be further analyzed below, together with the description of the evolution of the luminosities. In the evolution of the \( 40 \) M\( _{\odot } \) progenitor, we encountered a numerical stability problem after \( t_{pb}=0.4 \) s. The adaptive grid created extremely small mass zones such that the convergence radius of the Newton-Raphson algorithm in the implicit hydrodynamics was severely reduced due to truncation errors. We increased the artificial viscosity in two sequential steps to widen the shock and continue the run. This numerical shock widening is responsible for the outward steps in the shock position \( \sim 0.5 \) s after bounce. Shortly after the collapse of the protoneutron star to a black hole has set in, our code crashes unavoidably because of the coordinate singularity in the comoving coordinates at the Schwarzschild horizon. We will extensively use the hydrodynamic profiles at \( 0.4 \) s after bounce for testing in later subsections.

The neutrino luminosities and rms energies are shown in Fig. ([*]).

Figure: The luminosities and rms energies of the neutrinos are shown as a function of time. The results of the \( 13 \) M \( _{\odot } \) model are drawn with dashed lines and the results of the \( 40 \) M \( _{\odot } \) model with solid lines. A thick line belongs to the electron neutrino, a line with medium width to the electron antineutrino, and a thin line to the \( \mu \)- and \( \tau \)-neutrinos. We sampled the luminosities at a radius of \( 500\protect \) km. Also the rms energy of the neutrino flux (not abundance) was calculated at this location. We adjusted the time coordinate by \( \Delta t=-500\protect \) km\( /c\protect \) to account for the (approximate) propagation time to the sampling radius. The two progenitors show a comparable neutrino burst with a peak height of \( 3.5\times 10^{53}\protect \) erg/s. Significant differences appear in later phases. The variations in the density profiles in the outer layers of the two models determine the accretion-dominated electron flavor luminosities.
\resizebox*{0.7\textwidth}{!}{\includegraphics{f2.ps}}

The electron neutrino luminosities rise during core collapse and reach a level of \( 10^{53} \) erg/s. The collapse is halted at nuclear densities and a bounce shock propagates outwards through neutrino opaque material. The neutrino luminosity decays to a \( 30\% \) lower level during this short period of \( \sim 4 \) ms duration. It has been assigned to a decrease in the free proton fraction when the shock is formed Thompson_Burrows_Pinto_03. Additionally, while the shock is running out to the neutrinospheres, it condenses previously still neutrino emitting material to even more neutrino opaque densities. When the shock reaches the electron neutrinosphere, an electron neutrino burst with a peak height of \( 3.5\times 10^{53}\protect \) erg/s is launched by copious electron capture. As the neutrinos escape quickly, the freed phase space is refilled with new neutrinos and the matter deleptonizes rapidly. This phase is very similar in both models because, after core collapse, the structure of the inner core is so similar. Differences appear later, when the accretion luminosity dominates over the core diffusion luminosity with a ratio of about \( 2:1 \) to \( 3:1 \). The higher densities in the outer layers of the more massive progenitor produce considerably higher accretion luminosities when they settle in the gravitational potential on the surface of the protoneutron star. The rising electron neutrino rms energies before bounce reflect the conditions in the compactifying material at infall. After the neutrino burst, the rms energies adjust to the spectrum set by the shock heated mantle and reflect the conditions at the location of decoupling. However, we have to keep in mind that the location of decoupling strongly varies for individual neutrino flavors and neutrino energies. Thus, the rms energy rather reflects an emission-weighed sampling of conditions at different locations. Quite generally, the \( \mu \) and \( \tau \) neutrinos decouple deeper because of the insensitivity of these neutrinos to charged current reactions. The electron antineutrinos decouple deeper than the electron neutrinos because of the smaller proton than neutron abundance.

In order to investigate the origin of the neutrino luminosities in more detail, we introduce in appendix [*] radius- and energy-dependent attenuation coefficients, \( \xi \left( r,E\right) \), that express the probability that a neutrino with energy \( E \) emitted at radius \( r \) escapes from the computational domain without a reaction that changes its type or energy. The attenuation coefficients carry information that is similar to the optical depth, \( \tau \left( r,E\right) \): \( \xi \left( r,E\right) \simeq \exp \left( -\tau \left( r,E\right) \right) \). However, their evaluation according to Eq. ([*]) is fully consistent with the finite differencing of the Boltzmann equation and takes the variations in the local flux factors into account. Assume for example, we investigate a reaction \( \ell \) that produces at radius \( r \) neutrinos in the energy interval \( dE \) with an energy emissivity \( E^{3}j^{\ell }(r,E)dE \). With the help of the attenuation coefficients, we can quantify the contribution of a given volume element \( 4\pi r^{2}dr \) to the total luminosity,

\begin{displaymath}
g^{\ell }\left( r,E\right) dEdr=\xi (r,E)j^{\ell }\left( r,E\right) E^{3}dE4\pi r^{2}dr.\end{displaymath}

The total neutrino luminosity of a given neutrino type is then given by the integral of \( g^{\ell }\left( r,E\right) \) over energy and position for all reactions that contribute,

\begin{displaymath}
L=\sum _{\ell }\int dr\int g^{\ell }\left( r,E\right) dE.\end{displaymath}

We demonstrate in appendix [*] that the attenuation coefficients in Eq. ([*]) represent the total luminosity in the simulation accurately. In the following figures, we cumulatively plot the quantity \( g^{\ell }\left( r,E\right) \Delta E \) in units of erg/s/km. It is natural to choose \( \Delta E \) in accordance with the width of the \( k_{\rm max}=12 \) energy groups we used in the simulations. At the bottom of the figure we start with the electron or positron capture reaction (depending on the neutrino type). We draw \( g^{\rm capt}\left( r,E_{1}\right) \Delta E_{1} \) for the lowest energy group and enclose it by a black line. On top of it, we add \( g^{\rm capt}\left( r,E_{2}\right) \Delta E_{2} \) for the next energy group, again enclosed by a black line. The shading of the enclosed areas indicates the energy group according to the legend at the bottom of the figure. Energy groups that do not contribute collapse to a single line with zero enclosed area. On top of \( g^{\rm capt}\left( r,E_{k_{\rm max}}\right) \Delta E_{k_{\rm max}} \) we continue with \( g^{\rm pair}\left( r,E_{1}\right) \Delta E_{1} \) for the pair creation reaction. We enclose this and the following area elements by a white line to distinguish them from the electron or positron capture reactions. After the addition of \( g^{\rm pair}\left( r,E_{k_{\rm max}}\right) \Delta E_{k_{\rm max}} \), we continue with the contributions from neutrino-electron scattering, i.e. \( g^{\rm scat}\left( r,E_{1}\right) \Delta E_{1} \) to \( g^{\rm scat}\left( r,E_{k_{\rm max}}\right) \Delta E_{k_{\rm max}} \). We use again black lines as separators for the neutrino-electron scattering. The figures become intuitively accessible as soon as one realizes that the total shaded area is proportional to the total luminosity of the star. The total area of a specific energy shading is proportional to the contribution to the total luminosity of neutrinos from the corresponding energy group. The total area of a specific reaction is proportional to the contribution to the total luminosity of neutrinos with this last inelastic interaction before the escape. A cross section through the shaded area at a given radius tells about the spectrum of the neutrinos escaping from that region, and about the probability of the reaction type they had at that position before the escape. In order to characterize also the extent of isoenergetic scattering of neutrinos off nucleons and nuclei, we mark the neutrinospheres for the energy groups at the top of the figure. The energies are rising from the left to the right according to the legend at the bottom of the figure. For the interpretation of the figures it is also useful to know the thermodynamical conditions at the locations the neutrinos are emitted. For each density decade we set a marker at the bottom of the figure. Additionally, we include the electron fraction in the graph with the electron neutrino analysis, and the entropy in the graph with the electron antineutrino analysis. The solid line represents the profile in the simulation, the dashed line represents the equilibrium value that would be achieved by infinitely long exposure of the stationary fluid element to the prevailing neutrino abundances. Finally, the graph with the \( \mu \)- and \( \tau \)-neutrino analysis obtains profiles with the temperature (dashed line) and electron chemical potential (solid line).

Fig. ([*]),

Figure: The last inelastic interactions of escaping neutrinos at \( 5\protect \) ms before bounce in the \( 13 \) M \( _{\odot } \) model. The abscissa of the graph is the radius, ranging from the center of the star to \( 250\protect \) km radius. The density markers at the bottom of the graph indicate the position of density decades, \( \log _{10}\left( \rho \right) \), where \( \rho \) is given in g/cm\( ^{3} \). The thick solid line shows the electron fraction profile. The thick dashed line shows the electron fraction in weak equilibrium under otherwise unchanged conditions (same density, temperature, neutrino abundances, and spectra). These quantities belong to the ordinate at the left hand side. The total shaded area in the graph corresponds to the total electron neutrino luminosity at \( 5\protect \) ms before bounce in units of erg/s. The appropriate ordinate on the right hand side then carries the units erg/s/km. The shaded area is divided into three sections, according to the type of the last energy-changing reaction of the escaping neutrinos. Segments separated by black lines in the lower part of of the shaded area outline the contribution of electron captures to the escaping neutrinos. The contribution from pair production is bordered by white lines. The contribution from neutrino-electron scattering is shown in the upper part of the shaded area, once more bordered by black lines. As there are no contributions from pair production in the cool and electron-degenerate material at \( 5\protect \) ms before bounce, the section belonging to the pair production reaction collapses to a white line between the electron capture section and the neutrino-electron scattering section. The contribution for each reaction is further subdivided into contributions from each energy group in the simulation. The intensity of the shading identifies the neutrino energy according to the legend at the bottom of the figure. Each energy group has its own neutrinosphere at optical depth \( \tau =2/3\protect \). Their locations, marked in the upper part of the figure, statistically indicate the positions of the last interaction of the neutrinos with matter, isoenergetic scattering included. The energies rise from the left to the right according to the legend. The transient ondulations in the luminosity contributions in this phase are a numerical artefact caused by the low resolution of the Fermi surface in the energy dimension of the momentum phase space (see discussion in subsection [*]).
\resizebox*{0.7\textwidth}{!}{\includegraphics{f3.ps}}

for example, shows a snapshot at \( 5\protect \) ms before bounce in the collapse of the \( 13 \) M\( _{\odot } \) progenitor. Neutrinos are escaping from the range between \( 20 \) km and \( 200 \) km radius, roughly corresponding to a density range of \( 10^{10} \) g/cm\( ^{3} \) to \( 10^{12} \) g/cm\( ^{3} \). The electron fraction profile (solid line) reflects the deleptonization that has already occurred in the more interior regions where \( Y_{e} \) approaches values around \( 0.3 \). The equilibrium value (dashed line) is still lower, indicating that the deleptonization is ongoing and that the deleptonization time scale is slightly slower than the dynamical time scale. The pair process does not contribute in this collapse phase of high electron degeneracy. The corresponding area collapses to one white line in the graph that separates the electron capture contributions below it from the neutrino-electron scattering contributions above it. Almost no neutrinos escape directly after an electron capture at a radius as small as \( 50 \) km. Neutrinos escaping from this region are thermalized by scattering off electrons. They escape with quite low energies. Around \( 100 \) km radius we find that about half of the escaping neutrinos stem directly from electron capture, while the other half has scattered off an electron. At \( 150 \) km \( \sim 2/3 \) of the neutrinos escape without further electron-scattering. Among the neutrinos produced by electron capture, the neutrinos with higher energies escape from smaller radii than the neutrinos with lower energies. In this collapse phase, the ``standard'' input physics only includes electron captures on free nucleons. The Q value of the reaction is small and very few low energy neutrinos are directly produced if the electron chemical potential is large (e.g. \( 17 \) MeV at \( 100 \) km radius in this time slice). The escaping low energy neutrinos have scattered off electrons. However, the larger Q value of more realistic electron capture rates on neutron-rich nuclei may shift the energy of directly escaping neutrinos to lower values such that the count of direct escapes is increased Langanke_et_al_03. Finally, we remark that the neutrinos in a given energy group are produced at a significantly smaller radius than the location of the corresponding transport sphere. This is the result of the dominance of the isoenergetic scattering cross section in the collapse phase. The diffusive propagation of the neutrinos extends to much lower densities than neutrino-electron scattering or neutrino absorption.

We switch to the next interesting phase: the electron neutrino burst at \( \sim 5 \) ms after bounce (Fig. [*]).

Figure: The last inelastic interactions of escaping neutrinos at \( 5\protect \) ms after bounce in the \( 13 \) M \( _{\odot } \) model. The abscissa of the graph is the radius, ranging from the center of the star to \( 80\protect \) km radius. The density markers at the bottom of the graph indicate the position of density decades, \( \log _{10}\left( \rho \right) \), where \( \rho \) is given in g/cm\( ^{3} \). The thick solid line shows the electron fraction profile. The thick dashed line shows the electron fraction in weak equilibrium under otherwise unchanged conditions (same density, temperature, neutrino abundances, and spectra). These quantities belong to the ordinate at the left hand side. The total shaded area in the graph corresponds to the total electron neutrino luminosity at \( 5\protect \) ms after bounce in units of erg/s. The appropriate ordinate on the right hand side then carries the units erg/s/km. Note that the scale is \( 50 \) times larger than in Fig. ([*]). In this phase, almost all neutrinos escape directly after their production by electron capture on free protons (area below the white line). The emission of the neutrino burst occurs from a very narrow radius interval. This causes a steep drop in the electron fraction at the same position. The subdivision of the burst into different energy groups also shows a narrow energy spectrum of the emitted neutrinos. Inside \( 50 \) km radius, the trapped neutrinos are in weak equilibrium with the matter. In the burst region, the deleptonization time scale is only slightly slower than the shock propagation . Outside the shock front, it is much slower because of the low abundance of free protons.
\resizebox*{0.7\textwidth}{!}{\includegraphics{f4.ps}}

While the region of neutrino emission during core collapse was very broad, it is extremely narrow (\( \sim 10 \) km) in the burst phase. In the neutrino burst, the electron neutrinos escape directly from electron capture. Some neutrino-electron scattering does occur in front of the shock in an earlier stage and inelastic scattering of burst neutrinos on nuclei in front of the shock are possible Bruenn_Haxton_91, but not included in the standard input physics. Only the energy groups at \( 10.5 \) MeV and \( 16 \) MeV contribute significantly to the burst. This is in good agreement with the position of the corresponding transport sphere in the upper part of the figure (fourth and fifth from the left, respectively). The density is of order \( 10^{11} \) g/cm\( ^{3} \). The trapped electron neutrinos inside the region of main emission are in weak (and thermal) equilibrium with the fluid. This is evident in the congruence of the electron fraction profile (solid line) with the equilibrium \( Y_{e} \) (dashed line).

The situation at \( 50 \) ms after bounce is shown in Fig. ([*]).

Figure: The last inelastic interactions of escaping neutrinos at \( 50 \) ms after bounce in the \( 13 \) M \( _{\odot } \) model. The abscissa of the graph is the radius, ranging from the center of the star to \( 150 \) km radius. The density markers at the bottom of the graph indicate the position of density decades, \( \log _{10}\left( \rho \right) \), where \( \rho \) is given in g/cm\( ^{3} \). The thick solid line in graph (a) shows the electron fraction profile. In graph (b) it is the entropy profile, and in graph (c) the electron chemical potential. The thick dashed line gives the equilibrium \( Y_{e} \) in graph (a), the equilibrium entropy in graph (b), and the temperature profile in graph (c). We do not repeat the detailed explanation of the differently shaded and separated areas indicating the energy- and reaction-specific contribution of neutrino emissivities to the total luminosity of the star. Instead, we refer to the caption of Fig. ([*]) or to the explanation given in the text. Graph (a) shows the origin of escaping electron neutrinos. Only electron capture contributes significantly (area below the white line). By definition, the region of neutrino emission coincides with the cooling region where the fluid is in weak equilibrium with the neutrino abundances. In the heating region, between the cooling region and the shock front at \( 140\protect \) km radius, the reaction time scales are comparable to, or larger than, the infall time scale. Graph (b) shows the origin of the electron antineutrino luminosity. The electron antineutrinos are emitted from a slightly smaller radius. The contribution of electron-scattered neutrinos (above the white line) is also slightly larger than for the electron neutrinos. By following the entropy profile from the right to the left (as an infalling fluid element would experience it) we find the expected abrupt entropy increase at the shock position. Behind the shock, the fluid element would drift more slowly inwards and neutrino absorption indeed leads to a small increase of the entropy in the region between \( 140\protect \) km and \( \sim 100\protect \) km radius. However, the equilibrium entropy is declining towards smaller radii such that cooling becomes unavoidable once the fluid entropy has joined the equilibrium entropy in a still infalling state. Graph (c) shows the origin of the \( \mu \)- and \( \tau \)-luminosities. Almost no neutrinos escape directly from pair creation (area enclosed by white lines at the bottom of the figure). Most of the neutrinos have scattered off electrons before their escape (area enclosed by black lines).
\resizebox*{0.7\textwidth}{!}{\includegraphics{f5.ps}}

This is the phase where neutrino heating starts to set in. All luminosities are fully developed at this time. Graph (a) reveals electron capture as the almost exclusive source of electron neutrinos. The higher energy neutrinos emerge from larger radii. The isoenergetic scattering cross sections are comparable to the neutrino absorption cross sections. Thus, the regions of emission for the different energy groups are nicely centered around the corresponding transport sphere. The continued deleptonization after the neutrino burst caused a rather broad trough in the electron fraction profile. The region of neutrino emission coincides with the cooling region where the fluid is in weak equilibrium with the neutrino abundances. In the heating region, between the cooling region and the shock front at \( 140\protect \) km radius, the reaction time scales are comparable to, or larger than, the infall time scale. Graph (b) shows the origin of the electron antineutrino luminosity. The electron antineutrinos are emitted from a slightly smaller radius at densities exceeding \( 10^{11} \) g/cm\( ^{3} \) (while they were similar to \( 10^{11} \) g/cm\( ^{3} \) for the electron neutrinos). The electron antineutrinos decouple at smaller radii because of the higher neutron than proton abundance. The contribution of electron-scattered neutrinos (above the white line) is slightly larger than in the case of the electron neutrinos. The pair production process does not noticeably contribute to the luminosity at this stage. The equilibrium entropy (dashed line) is increasing with increasing radius. An infalling fluid element changes its entropy rather slowly by electron capture until it hits the accretion shock. At the shock front, most of its kinetic energy is converted into heat by shock dissipation. The heavy nuclei are dissociated, mainly into free nucleons which are good neutrino absorbers. However, before the stage at \( 50 \) ms after bounce, the entropy of an infalling fluid element has already reached or exceeded the equilibrium entropy, alone by shock dissipation. Only cooling is then possible during the continued infall. After \( t_{pb}\sim 50 \) ms, however, the equilibrium entropy is not reached by the shock dissipation and the fluid element indeed increases its entropy towards the equilibrium by neutrino absorption during its flight through the heating region (solid line in graph (b) \( \sim 120 \) km radius). As the fluid element also tends to decrease the electron fraction (graph (a)), electron antineutrinos are preferentially absorbed. Once the equilibrium is reached, cooling becomes unavoidable if the fluid element is still infalling because the reaction rates at these densities are faster than the dynamical infall time. Convection in the heating region is expected to increase the neutrino heating efficiency (see e.g. the parameter study of Janka_Mueller_96), but not included in our simulations. We did not find any sign of shock revival in spherical symmetry with the included input physics. Graph (c) shows the origin of the \( \mu \)- and \( \tau \)-luminosities. The \( \mu \)- and \( \tau \)-neutrinos are produced at an average density slightly larger than \( 10^{12} \) g/cm\( ^{3} \). Almost no neutrinos escape directly from pair creation (area enclosed by white lines at the bottom of the figure). Most of the neutrinos have scattered off electrons before their escape (area enclosed by black lines). Pair production is not the dominant source of \( \mu \)- and \( \tau \)-neutrinos. It has been shown, that the production from bremsstrahlung Thompson_Burrows_Horvath_00 and from electron flavor neutrino annihilation Buras_et_al_03a exceeds the pair process production rate (both reactions are not included in our simulations). The latter reference finds that the \( \mu \)- and \( \tau \)-neutrino luminosities show differences of \( 10\%-20\% \) in the first \( 100 \) ms after bounce and converge to the standard luminosities afterwards. The spectra are not significantly different. This finding is also supported by our graph (c): The production site of the \( \mu \)- and \( \tau \)-neutrinos is at a much smaller radius than their transport sphere. Hence, the neutrino luminosity is set by the (though energy-dependent) diffusivity between the location of neutrino production and the transport sphere. Moreover, graph (c) shows that the majority of escaping neutrinos scattered off electrons in their last reaction. Differences in the production-spectrum are likely to be washed out during the thermalization the neutrinos are experiencing while they are diffusing outwards to the transport sphere.

Finally, we present the situation at \( 500\protect \) ms after bounce in Fig. ([*]).

Figure: The last inelastic interactions of escaping neutrinos at \( 500\protect \) ms after bounce in the \( 13 \) M \( _{\odot } \) model. The abscissa of the graph is the radius, ranging from the center of the star to \( 80\protect \) km radius. The density markers at the bottom of the graph indicate the position of density decades, \( \log _{10}\left( \rho \right) \), where \( \rho \) is given in g/cm\( ^{3} \). The thick solid line in graph (a) shows the electron fraction profile. In graph (b) it is the entropy profile, and in graph (c) the electron chemical potential. The thick dashed line gives the equilibrium \( Y_{e} \) in graph (a), the equilibrium entropy in graph (b), and the temperature profile in graph (c). We do not repeat the detailed explanation of the differently shaded and separated areas indicating the energy- and reaction-specific contribution of neutrino emissivities to the total luminosity of the star. Instead, we refer to the caption of Fig. ([*]) or to the explanation given in the text. Graph (a) shows the origin of escaping electron neutrinos. Only electron capture contributes significantly (area below the white line). Neutrinos with larger energies still escape from larger radii because of the corresponding staggering of the transport spheres at the top of the figure. The shock has receded to a radius of \( 57\protect \) km and all regions are more compact. Graph (b) shows the origin of the electron antineutrino luminosity. The accreted fluid elements fall rapidly through the heating region without significant neutrino heating. Graph (c) shows the origin of the \( \mu \)- and \( \tau \)-luminosities. Still very few neutrinos escape directly from pair creation (area enclosed by white lines at the bottom of the figure). Most of the neutrinos have scattered off electrons before their escape (area enclosed by black lines). The continued cooling by \( \mu \)- and \( \tau \)-neutrino emission becomes now visible in the entropy profile at a radius of \( 18\protect \) km. At larger radii, however, between \( 25\protect \) km and the shock position, the temperature is rising and the electrons are nondegenerate. The overlap of this material with the emission region of electron antineutrinos in graph (b) enhances the emission of higher energy antineutrinos.
\resizebox*{0.7\textwidth}{!}{\includegraphics{f6.ps}}

This is after a long quasi-stationary phase of matter accretion and shock recession. The volume of neutrino emitting material has considerably shrunken with respect to the situation at \( 50 \) ms after bounce. But there are not much qualitative changes. The neutrinos with larger energies still escape from larger radii because of the corresponding staggering of the transport spheres in the steep density gradient at the surface of the protoneutron star. The shock has receded to a radius of \( 57\protect \) km. Graph (b) shows the origin of the electron antineutrino luminosity. The infalling fluid elements are now crossing the heating region that rapidly (with several thousand km/s) that there is no time for significant neutrino heating. This can be seen in the flat top of the entropy curve between \( 30 \) km and \( 50 \) km radius (solid line). Even the cooling sets in with a slight delay and thermal balance is only reached at densities larger than \( 10^{11} \) g/cm\( ^{3} \). Graph (c) shows the origin of the \( \mu \)- and \( \tau \)-luminosities. Still very few neutrinos escape directly from pair creation (area enclosed by white lines at the bottom of the figure). Most of the neutrinos have scattered off electrons before their escape (area enclosed by black lines). The continued cooling by \( \mu \)- and \( \tau \)-neutrino emission becomes now clearly visible in the entropy profile at a radius of \( 18\protect \) km, where an entropy dip develops. At larger radii, however, between \( 25\protect \) km and the shock position, the temperature is rising and the electrons have become nondegenerate. The overlap of this material with the emission region of electron antineutrinos in graph (b) lets the emission of higher energy antineutrinos shift to lower densities than before.

Figure ([*])

Figure: The luminosities and rms energies in the two models are shown on a longer time scale. In the \( 13 \) M \( _{\odot } \) model (dashed lines), the electron neutrino luminosity (thick line) and electron antineutrino luminosity (medium width line) converge. Both are much larger than the \( \mu \)- and \( \tau \)-neutrino luminosities (thin line) because of the contribution from the accretion luminosity. The rms energies show the conventional hierarchy at the beginning. However, at \( 0.7\protect \) s after bounce, the rms energy of the \( \mu \)- and \( \tau \)-neutrino luminosity falls below the rms energy of the electron antineutrinos. This is due to the fact that this low mass protoneutron star is quite incompressible with respect to the accumulated mass at the given accretion rate. The continued emission of \( \mu \)- and \( \tau \)-neutrinos cools the deep layers (around \( r=18\protect \) km in Fig. ([*])) independently from the dynamics of the outer layers. This is different in the \( 40 \) M \( _{\odot } \) mass model (solid lines). The protoneutron star comes closer to its maximum mass at \( 0.3 \) s after bounce such that it contracts appreciably with continued accretion. An increase in the accretion rates lets the electron flavor neutrinos step up. The accelerated transition from a mass accumulating stiff central object to a contracting compressible core affects the \( \mu \)- and \( \tau \)-neutrino properties. Shock-heated material is faster condensed to higher densities and the luminosities and rms energies of the \( \mu \)- and \( \tau \)-neutrinos start to rise continuously until the protoneutron star collapses to a black hole at \( \sim 0.5 \) s after bounce.
\resizebox*{0.7\textwidth}{!}{\includegraphics{f7.ps}}

shows the luminosities and rms energies of the neutrino flux after bounce on a longer time scale. In the \( 13 \) M\( _{\odot } \) model, the luminosities decrease as a consequence of the declining accretion rate and continued deleptonization of the core. The electron flavor luminosities reach very similar values because the lifted electron degeneracy in a large part of the cooling region (see Fig. ([*]bc)) allows the electrons and positrons to be captured from similar chemical potentials. The luminosities are higher than the luminosities of the \( \mu \)- and \( \tau \)-neutrinos because the latter do not have an accretion luminosity component. The rms energies show the usual hierarchy at the beginning, but after \( t_{pb}=0.7 \) s, the rms energy of the \( \mu \)- and \( \tau \)-neutrinos falls below the rms energy of the electron antineutrino. This is also understood if one looks again at Fig. ([*]bc). While the emission of high energy electron antineutrinos is aided by shock-heated material settling at the base of the cooling region with moderate electron degeneracy, the layers around \( 18\protect \) km radius, i.e. where the energy spectra of the \( \mu \)- and \( \tau \)-neutrinos are set, are barely affected by the continued accretion on the still not very massive protoneutron star. This domain just slowly cools by neutrino emission (compare the entropy profiles in Fig. ([*]b) and ([*]b)). The result are decreasing luminosities and rms energies of the \( \mu \)- and \( \tau \)-neutrinos. The more massive \( 40 \) M\( _{\odot } \) model shows qualitatively different features. In order to understand them, we first discuss Fig. ([*]).
Figure: Mass flux through surfaces at constant radii in the \( 13 \) M \( _{\odot } \) model (dashed lines) and \( 40 \) M \( _{\odot } \) model (solid lines). The profiles are given at \( 0.1\protect \) s, \( 0.2\protect \) s, \( 0.3 \) s, \( 0.4 \) s, and \( 0.5\protect \) s after bounce. While the accreted mass piles up on the small protoneutron star in the \( 13 \) M \( _{\odot } \) model, it forces the massive protoneutron star in the \( 40 \) M \( _{\odot } \) model to hydrostatic gravitational contraction after \( t_{pb}=0.3\protect \) s. An incoming variation in the accretion rate is visible outside of \( 1000\protect \) km radius.
\resizebox*{0.7\textwidth}{!}{\includegraphics{f8.ps}}

Shown are the profiles of the mass flux through surfaces at constant radii in the two models. The dashed lines show the mass flux in the \( 13 \) M\( _{\odot } \) model. Nothing special happens there, the mass flux generally decreases in accordance with the decreasing density in the outer layers. Moreover, the contraction of the stiff core, which is far from its maximum mass, is minimal. A similar evolution is visible during the first \( 300 \) ms in the \( 40 \) M\( _{\odot } \) model. However, if we examine the massflux in the \( 300 \) ms time slice in Fig. ([*]) more closely, we find a variation in the density profile around \( 1000\protect \) km that falls in (from \( \sim 2000 \) km at \( 100 \) ms after bounce). The corresponding variation in the massflux or accretion rate leads to a step in the electron flavor neutrino luminosities between \( 300 \) ms and \( 350 \) ms after bounce. The increase is of order \( 20\% \). The slope in their rms energies flattens slightly. More independent of the details of the progenitor model, however, might be that the protoneutron star in the \( 40 \) M\( _{\odot } \) model approaches its maximum mass much more rapidly because a high accretion rate is maintained when the outer layers fall in. They have a significantly larger density in comparison to the \( 13 \) M\( _{\odot } \) model. The fast mass accumulation in the \( 40 \) M\( _{\odot } \) model becomes evident in Table ([*]), which lists the enclosed mass at \( 100 \) km radius for different time slices in both models.

Table: Shown is the enclosed mass at a radius of \( 100 \) km as a function of time for the \( 13 \) M \( _{\odot } \) and \( 40 \) M \( _{\odot } \) model. In the \( 13 \) M \( _{\odot } \) model, the accretion rate reduces quickly and the mass of the protoneutron star does not even come close to its maximum mass during the \( \sim 1\protect \) s time window so far explored with Boltzmann neutrino transport. The outer layers in the \( 40 \) M \( _{\odot } \) model are much denser. The accretion rate stays high and the simulation can be performed until the protoneutron star collapses.
\( t_{pb} \) \( 13 \) M\( _{\odot } \) \( 40 \) M\( _{\odot } \)
[s] [M\( _{\odot } \)] [M\( _{\odot } \)]
0.0 0.90 0.88
0.1 1.19 1.57
0.2 1.25 1.77
0.3 1.28 1.89
0.4 1.31 2.02
0.5 1.33 2.20
1.0 1.42 -


As the accumulated mass in the \( 40 \) M\( _{\odot } \) protoneutron star gets closer to the maximum mass, the protoneutron star starts to contract faster by the general relativistic enhancement of the effective gravitational potential (an effect absent in Newtonian calculations). We observe in Fig. ([*]) that, after an initial decrease, the mass flux in the inner core is increasing again. This is by no means a ``sudden'' change on the short dynamical time scale of the protoneutron star. The contraction is a hydrostatic adaption to the accumulated mass in the gravitational potential. The change is, however, sudden on the time scale of the variations in the neutrino properties shown in Fig. ([*]). The \( \mu \)- and \( \tau \)-neutrino luminosities and rms energies rise steeply. This happens because, by the contraction of the protoneutron star, electron-nondegenerate shock-heated material is condensed to densities where the main emission of heavy neutrinos occurs. We investigate the conditions at the locations of the main neutrino emission in more detail in Fig. ([*]).
Figure: The thermodynamic conditions where escaping neutrinos have their last inelastic interaction are averaged with the weight of the contribution of the neutrinos to the total luminosity. Shown is the average neutrino emission density in graph (a), the average neutrino emission temperature in graph (b), and the average neutrino emission electron fraction in graph (c). Inelastic scattering of neutrinos off electrons is also included as an ``emission'' reaction. The typical conditions for electron neutrino emission are represented with a solid line, the typical conditions for electron antineutrino emission with a dashed line, and the typical conditions for \( \mu \)- and \( \tau \)-neutrino emission with a dash-dotted line. The thin lines belong to the \( 13 \) M \( _{\odot } \) model and the thick lines to the \( 40 \) M \( _{\odot } \) model. The conditions are similar at bounce. They diverge afterwards. In the \( 13 \) M \( _{\odot } \) model, the main neutrino emission recedes to higher densities during the evolution of the simulation. In the \( 40 \) M \( _{\odot } \) model, the main neutrino emission turns back to lower densities after gravitational contraction sets in at \( 300 \) ms after bounce. The emission from the gravitationally compressed shock-heated matter at moderate densities competes more successfully with the emission from the cooler core at higher densities.
\resizebox*{0.65\textwidth}{!}{\includegraphics{f9.ps}}

We calculate the average conditions for the emission of a specific neutrino type according to Eq. ([*]). Instead of the average radius, we calculate here the average density (graph (a)), temperature (graph (b)), and electron fraction (graph (c)). These represent the typical conditions where an escaping neutrino makes its last energy-changing interaction with the matter. The conditions at the origin of electron neutrino emission are traced with a solid line, the conditions at the origin of electron antineutrino emission with a dashed line, and the conditions at the origin of \( \mu \)- and \( \tau \)-neutrino emission with a dash-dotted line. We discuss first the \( 13 \) M\( _{\odot } \) model (thin lines). After an initial decrease up to the time of maximum neutrino heating around \( 100 \) ms after bounce, the average density at the sites of neutrino production increases steadily. This goes along with a temperature increase for all neutrino types. At least in the case of the very temperature-sensitive pair production rates for the \( \mu \)- and \( \tau \)-neutrinos, however, the argumentation should be turned around: Because the temperature at a given density is slowly decreasing on the long time scale, the emission from lower density regions decreases and the average emission conditions shift to increasingly deeper layers, where the temperatures are higher. Graph (c) shows that the electron fraction at the place of emission is increasing for the electron flavor neutrinos. This is due to the rather high electron fraction in the shock-heated material behind the shock front, where the electron degeneracy is gradually lifted. The \( \mu \)- and \( \tau \)-neutrinos escape from the floor in the electron fraction profile, which is steadily decreasing by continued deleptonization. This is reflected in the declining electron fraction at the location of the production of heavy neutrinos in graph (c). The contraction of the protoneutron star in the \( 40 \) M\( _{\odot } \) model causes a qualitatively different characterization of the regions of main neutrino emission. The temperature increase by adiabatic compression is no longer fully balanced by neutrino cooling. The temperature at a given density starts to increase. The domain of the shock-heated material where the electrons are non-degenerate reaches down to deeper layers close to the place where the \( \mu \)- and \( \tau \)-neutrinos are produced. The temperature increase makes these regions to significantly more efficient \( \mu \)- and \( \tau \)-neutrino emitters such that the average emission density starts to decrease. In spite of this steep density decrease in graph (a), the temperature in graph (b) still increases at the average emission condition. The electron fraction in graph (c) rises dramatically as the mean neutrino emission region moves out of the \( Y_{e} \) trough in the electron fraction profile. As the production site of heavy neutrinos moves outwards to lower densities, the fraction of directly escaping neutrinos (without neutrino-electron scattering) also increases. Additionally, the forming ``density cliff'' shortens the escape path for few high energy \( \mu \)- and \( \tau \)-neutrinos that may leave the star without thermalization. It can be expected that the not included reactions of \( \mu \)- and \( \tau \)-flavor neutrino production by bremsstrahlung and electron flavor neutrino annihilation will more significantly influence the \( \mu \)- and \( \tau \)-neutrino spectra in this less opaque density regimes. Unfortunately, we cannot follow the evolution beyond the collapse of the protoneutron star because of the coordinate singularity at the formation of the Schwarzschild horizon. However, the neutrino luminosities are expected to decay on a short timescale (see e.g. Baumgarte_et_al_96).


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ApJS preprint doi:10.1086/380191